Member of Compliance, KYC Oversight
About the Role
You will build and operationalize the foundation for KYC oversight and quality assurance. You will lead execution of the KYC Oversight program, design and run QA/QC processes, and manage a caseload of reviews. You will scrutinize and validate due diligence, conduct enhanced reviews when needed, identify and mitigate financial crime risk, and collaborate across compliance functions to improve processes.
Requirements
- 3+ years experience in BSA/AML KYC supporting a US financial institution
- Experience in Quality Control (QC) or Quality Assurance (QA) within KYC
- Experience conducting enhanced due diligence of institutional and/or retail clients
- Comprehensive knowledge of BSA/AML and sanctions regulations
- Proven track record for high-quality KYC work
- Ability to identify and mitigate financial crimes risk
- Keen attention to detail
- Natural curiosity and desire to untangle complex cases
Responsibilities
- Lead the execution of the KYC Oversight program
- Build a comprehensive KYC compliance QA/QC framework
- Manage the QA/QC caseload through efficient execution and collaboration
- Plan, design, and execute initiatives within KYC Compliance
- Conduct enhanced due diligence of institutional and retail clients
- Collaborate with KYC and Compliance teams to develop processes
- Identify and mitigate financial crime risk
- Deliver high-quality KYC work and ensure adherence to policies