Member of Compliance, Testing and Monitoring Group
About the Role
You will manage and execute compliance testing life cycles, identify and evaluate risks and controls, and produce clear, data-driven findings. You will execute all phases of cyclical compliance test reviews including data gathering, walkthroughs, detailed testing, reporting, and issue tracking. You will prepare fieldwork materials and analytics, challenge remediation plans, assist with issue management and metrics, and communicate complex issues clearly to stakeholders while collaborating across teams.
Requirements
- Experience in internal audit and/or compliance testing
- Knowledge of testing life cycles and methodologies
- Experience in regulatory compliance, risk management, and auditing practices within financial services
- Experience in writing crisp, clear, accurate reports
- Proven track record delivering projects with tight timelines and multiple priorities
- Ability to be flexible and pivot quickly in a changing environment
- Strong SQL skills to pull data from BigQuery (preferred)
- Expertise in auditing/testing Anti-Money Laundering programs (preferred)
Responsibilities
- Manage and execute testing life cycles
- Identify and evaluate risks and controls
- Evaluate and interpret data to produce meaningful results
- Execute and manage all phases of compliance cyclical test reviews
- Prepare fieldwork materials and data analytics
- Document detailed scoping and fieldwork and write clear issues
- Communicate testing results to management and stakeholders
- Collaborate with risk and control owners on remediation
- Implement and support issue management and tracking
- Communicate complex issues clearly across diverse audiences