Member of Compliance, TPRM
About the Role
You will support the design and enhancement of the Third Party Risk Management program, ensuring alignment with regulatory requirements. You will lead findings management, optimize due diligence and ongoing monitoring risk assessments with a focus on information technology and information security, and enhance TPRM quality control processes. You will create and maintain procedures, produce summaries and governance documentation, report status to stakeholders, collaborate across the organization, and assist on TPRM projects with minimal supervision.
Requirements
- Experience at a regulated financial institution
- Third party findings management experience
- Information security assessment experience
- Third party risk management quality control experience
- Knowledge of regulatory requirements such as OCC, FFIEC, MAS, DORA, Federal Reserve, and NY DFS
Responsibilities
- Lead and manage the Third Party Findings Management process
- Track findings to closure and report status regularly
- Optimize due diligence and ongoing monitoring risk assessments
- Focus risk assessments on information technology and information security
- Lead and manage the TPRM quality control process
- Maintain and enhance TPRM procedures and schedules
- Analyze findings to identify themes and training needs
- Create and refine summaries, reports, and governance documentation
- Communicate effectively with risk SMEs and relationship owners
- Assist on TPRM projects with minimal supervision